Community Acquired Pneumonia Guidance for answering Assure questions in the CAP pathway Discharge months: November 2015 onwards
Table of Contents
Introduction
Pathway: Community Acquired Pneumonia (CAP)
Document Publication Date: 01/11/2015
Applicable to: November 2015 discharge patients onwards
This document is designed to assist users in the completion of Assure questions for the Community Acquired Pneumonia pathway.
It is advisable that users consult this document to view detailed guidance on answering Assure questions to ensure the answers provided are accurate and in accordance with the audit criteria.
Further support is available on the Wiki including detailed measure information documents and a list of Frequently Asked Questions (FAQs).
Users have the ability to download the document to their PC should they wish to do so. However, it is the responsibility of the user to ensure that they have the latest version of the Answer Guidance document as published within the Help Section of Assure.
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Relevant to Measure | All CAP Measures | |
MDE ID | CLINICAL_TRIAL_CAP | |
Assure Question Definition | Documentation within the medical record that the patient was involved in a clinical trial during this hospital stay directly affecting Community Acquired Pneumonia measures. | |
Answer Guidance | Clinical trials are organised studies to provide large bodies of clinical data for statistically valid evaluation or treatment. These studies are usually rigorously controlled tests of new drugs, invasive medical devices or therapies on human subjects.
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Acceptable Documentation Source | ONLY ACCEPTABLE SOURCES:
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Question Allowable Answers | Yes: | There is documentation within the medical record that the patient was involved in a clinical trial during this hospital stay which is relevant to the Community Acquired Pneumonia measure set. |
No: | There is no documentation within the medical record that the patient was involved in a clinical trial during this hospital stay relevant to the Community Acquired Pneumonia measure set, or it is unable to be determined from the medical record documentation. | |
Unanswered: | No answer has been provided for this question | |
Terminology used to answer this question | Applicable terminology: | - |
Non-applicable terminology: | - |
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Relevant to Measure | All CAP Measures | |
MDE ID | TRANSFER_FROM_ANOTHER_TRUST_AE_CAP | |
Assure Question Definition | There is documentation within the medical record that the patient was received as a transfer from the Accident & Emergency department of a hospital within another trust. | |
Answer Guidance | Accident and emergency department of another Trust includes both A&E department AND observation bed/unit stays at that Trust. | |
Acceptable Documentation Source |
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Question Allowable Answers | Yes: | There is documentation within the medical record that the patient was received as a transfer from A&E department of another trust. |
No: | There is no documentation within the medical record that the patient was received as a transfer from the A&E department of another trust or unable to determine from medical record documentation.. | |
Unanswered: | No answer has been provided for this question | |
Terminology used to answer this question | Applicable terminology: | - |
Non-applicable terminology: | - |
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Q9. Pulse oximetry/arterial blood gas analysis date/time on arrival?
Relevant to Measure | CAP-2 | |
MDE ID | PO_ABG_DATETIME_CAP | |
Assure Question Definition | The documented day, month, and year that the patient received pulse oximetry or arterial blood gas analysis on arrival (Date). | |
Answer Guidance | If the date/time of pulse oximetry or arterial blood gas analysis on arrival is unable to be determined from medical record documentation, enter UTD.
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Acceptable Documentation Source | ONLY ACCEPTABLE SOURCES:
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DATE
| DD | Day (01 - 31) |
MM | Month (01 - 12) |
YYYY | Year (2000 - 9999) |
Unknown | Unknown | |
TIME
| HH | Hour (00 - 23) |
MM | Minutes (00 - 59) |
Unknown | Unknown |
24 hour clock – A 24-hour period from midnight to midnight using a 4-digit number of which the first two digits indicate the hour and the last two digits indicate the minute. If the time is in the a.m., conversion is not |
required If the time is in the p.m., add 12 to the clock time hour
If documented time is 11:59pm on 1/1/2014 enter 11.59 01/01/2016 |
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Terminology used to answer this question | Applicable terminology | - |
Non-applicable terminology | - |
Q10. Is there documentation within the clinical record that the patient was clinically indicated to receive oxygen, following initial ocxygen assessments on arrival?
Relevant to Measure | CAP-3 | |||||||
MDE ID | O2_CI_CAP | |||||||
Assure Question Definition | Documentation within the medical record that the patient was clinically indicated to receive oxygen, following initial oxygen assessments on arrival | |||||||
Answer Guidance | Pulse oximetry is a non-invasive test to measure the percentage of oxygen saturation of haemoglobin in the patient's arterial circulation. A pulse oximeter may be clipped to a patient's finger to obtain oxygen saturation. | |||||||
Acceptable Documentation Source Accident |
| Admission
| Medical
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Question Allowable Answers
| Yes: | There is documentation within the clinical record that the patient was clinically indicated to receive oxygen, following initial oxygen assessments on arrival. | ||||||
No: | There is documentation within the clinical record that the patient was not clinically indicated to receive oxygen, following initial oxygen assessments on arrival. | |||||||
Unanswered: | No answer has been provided for this question | |||||||
Terminology used to answer this question
| Applicable terminology: |
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Non-applicable terminology: | - |
Q11. If oxygen was clinically indicated on arrival, please detail the given date/time?
Relevant to Measure | CAP-3 | |||||||
MDE ID | O2_GIVEN_DATETIME_CAP | |||||||
Assure Question Definition | The documented day, month, and year that oxygen was given on arrival (Date). |
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Answer Guidance | If the date/time of oxygen being given on arrival is unable to be determined from medical record documentation, enter UTD.
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Acceptable Documentation Source | ONLY ACCEPTABLE SOURCES:
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DATE | DD | Day (01 - 31) | ||||||
| MM | Month (01 - 12) | ||||||
| YYYY | Year (2000 - 9999) | ||||||
| Unknown | Unknown | ||||||
TIME | HH | Hour (00 - 23) | ||||||
| MM | Minutes (00 - 59) | ||||||
| Unknown | Unknown | ||||||
24 hour clock – A 24-hour period from midnight to midnight using a 4-digit number of which the first two digits indicate the hour and the last two digits indicate the minute.
If documented time is 11:59pm on 1/1/2014 enter 11.59 01/01/2016 |
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Terminology used to answer this question | Applicable terminology | - |
Non-applicable terminology | - |
Q12. Is there documentation within the clinical record that the patient has been admitted to hospital within the last 10 days?
Relevant to Measure | CAP-4, CAP-5 |
MDE ID | PRIOR_HOSPITALISATION_10DAYS_CAP |
Assure Question Definition | There is documentation that the patient has been admitted to hospital within the last 10 days. |
Answer Guidance | The intent of this question is to exclude possible nosocomial (hospital acquired) infections, i.e. the patient was discharged from an acute care facility for inpatient care to a non-acute setting (e.g. home, ICF or rehabilitation hospital), before the second admission to the same or different acute care facility |
Acceptable Documentation Source |
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Question Allowable Answers
| Yes: | There is documentation within the medical record that the patient has been admitted to hospital within the last 10 days. |
No: | There is documentation within the clinical record that the patient was not clinically indicated to receive oxygen, following initial oxygen assessments on arrival. |
Unanswered: | No answer has been provided for this question. | |
Terminology used to answer this question
| Applicable terminology: |
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Non-applicable terminology: |
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Q13. Is there documentation within the clinical record that the patient was immunocompromised (as defined by the data dictionary)?
Relevant to Measure | CAP-4, CAP-5 | |||
MDE ID | IMMUNOCOMPROMISED_CAP | |||
Assure Question Definition | There is documentation that the patient has been admitted to hospital within the last 10 days. |
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Answer Guidance | For the purpose of this measure immunocompromised includes 2 concepts:
All conditions listed in the inclusions list can be documented within the last three months OR as diagnosed for the first time during this hospital visit, with the exception of corticosteroid/prednisone therapy. Systemic corticosteroid/prednisone therapy must have occurred within the last three months prior to this hospitalisation. If there is no time frame documented in the medical record to indicate the condition has been present within the last 3 months (i.e. 'history of', etc.), select "No". A single dose does not constitute therapy. Systemic corticosteroids listed as "home meds" or "current meds" are considered "chronic," unless there is documentation it is a one-time course, or if it is listed as 'PRN'. If there is documentation of chronic 'steroids', select "Yes". Significant neutropenia should be defined as absolute granulocyte or neutrophil count less than 1000 OR if there is Consultant (or working as part of the Consultant team) documentation of "significant" or "marked" neutropenia, select "Yes".
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Acceptable Documentation Source |
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Question Allowable Answers
| Yes: | There is documentation that the patient was immunocompromised. | ||
No: | There is no documentation that the patient was immunocompromised. | |||
Unanswered: | No answer has been provided for this question. | |||
Terminology used to answer this question
| Applicable terminology: | Patients with conditions which cause problems with immune response these include:-
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Non-applicable terminology: |
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Q14. Is there documentation within the clinical record that the patient had another suspected source of infection in addition to Community Acquired Pneumonia upon arrival?
Relevant to Measure | CAP-4, CAP- | 5 5 | ||
MDE ID | ANOTHER_SUSPECTED_SOURCE_OF_INF_CAP | |||
Assure Question Definition | There was another suspected infection in addition to pneumonia upon arrival. | |||
Answer Guidance | There must be documentation of an infection/suspected infection, other than pneumonia, on arrival in order to select "Yes" for this question. Only consider infections/suspected infections that are being/will be treated by an ANTIBIOTIC listed in Appendix C, Table 2.1, that are administered via routes PO, IM or IV. There does not need to be documentation that ties the antibiotic to the infection/suspected infection, as one antibiotic may cover multiple infections. Documentation of signs or symptoms (e.g., fever, elevated white blood cells, etc) should not be considered infections unless documented as an infection or possible/suspected infection. Example: This question will accept both "suspected" infections and "diagnosed" infections. Examples: Upon arrival, there is Consultant documentation the patient has cellulites, select "Yes". In A&E Department, after arrival, there is Consultant documentation that she suspects the patient has a UTI, select "Yes." | |||
Acceptable Documentation Source | Consultant (or working as part of the Consultant team) documentation
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Question Allowable Answers
| Yes: | There is documentation within the medical record that there was another suspected source of infection in addition to pneumonia within on arrival. |
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No: | There is no documentation within the medical record of other suspected sources of infection on arrival or unable to determine from medical record documentation. |
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Unanswered: | No answer has been provided for this question. | |||
Terminology used to answer this question
| Applicable terminology: |
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Non-applicable terminology: |
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Q15. Is there documentation within the clinical record that the patient was already receiving antibiotics upon arrival?
Relevant to Measure | CAP-4, CAP-5 |
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MDE ID | ALREADY_ON_ANTIBIOTIC_CAP |
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Assure Question Definition | There is documentation within the medical record that the patient was already receiving antibiotics upon arrival. |
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Answer Guidance | There must be documentation that the patient was detailed as already receiving antibiotics on arrival in order to select "Yes" for this question. |
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Acceptable Documentation Source | Consultant (or working as part of the Consultant team) documentation
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Question Allowable Answers | Yes: | There is documentation within the medical record that the patient was already receiving antibiotics on arrival. | |||
No: | There is no documentation within the medical record that the patient was already receiving antibiotics on arrival. | ||||
Unanswered: | No answer has been provided for this question. | ||||
Terminology used to answer this question | Applicable terminology: | - | |||
Non-applicable terminology: | - |
Q16. Is there documentation within the clinical record that the patient refused antibiotics?
Relevant to Measure | CAP-4, CAP-5 | |||
MDE ID | ANTIBIOTIC_REFUSED_CAP_Q30 | |||
Assure Question Definition | There is documentation within the medical record that the patient refused antibiotics. | |||
Answer Guidance | There must be documentation that the patient refused antibiotics in order to select "Yes" for this question. | |||
Acceptable Documentation Source |
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Question Allowable Answers | Yes: | There is documentation within the medical record that the patient refused antibiotics |
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No: | There is no documentation within the medical record that the patient refused antibiotics |
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Unanswered: | No answer has been provided for this question. | |||
Terminology used to answer this question | Applicable terminology: | - |
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Non-applicable terminology: | - |
Q17. Please enter the details of the antibiotic(s) given which were specific to the patient's Community Acquired Pneumonia treatment: substance; route; date of administration; time of administration (if date and time are unable to be determined from the medical record select 'UTD'
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Note - question 17 is the antibiotic table and guidance has been split into four sections - drug, route, date of administration and time of administration. This entry is part 1 of 4.
Relevant to Measure | CAP-4, CAP-5 |
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MDE ID | ANTIBIOTIC_TABLE_CAP |
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Assure Question Definition | There is documentation within the medical record that the patient refused antibiotics. | |||
Answer Guidance | There must be documentation that the patient refused antibiotics in order to select "Yes" for this question. |
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Acceptable Documentation Source |
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Question Allowable Answers | Yes: | There is documentation within the medical record that the patient refused antibiotics |
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No: | There is no documentation within the medical record that the patient refused antibiotics |
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| Unanswered: | No answer has been provided for this question. | ||
Terminology used to answer this question | Applicable terminology: | - |
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Non-applicable terminology: | - |
Table - Antibiotics given: route
Note - question 17 is the antibiotic table and guidance has been split into four sections - drug, route, date of administration and time of administration. This entry is part 2 of 4.
Relevant to Measure | CAP-4, CAP-5 |
MDE ID | ANTIBIOTIC_TABLE_CAP |
Assure Question Definition | Method of administration of a dose of medication. Medications may be administered in a variety of ways depending upon how they are supplied and prescribed. |
Answer Guidance | The measure is designed to capture the appropriate administration of appropriate antibiotics. The route of administration is appropriate if given orally or intravenously. A comprehensive list of terminology is given below. |
Acceptable Documentation Source |
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Question Allowable Answers | MDE Value | Route |
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| 1 | Oral |
2 | Intravenous |
3 | Intramuscular |
4 | Rectal |
N | Not Applicable |
0 |
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Terminology used to answer this question
| Applicable terminology: | Include any antibiotics given:
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Non-applicable terminology: |
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Table - Antibiotics given: date of administration
Note - question 17 is the antibiotic table and guidance has been split into four sections - drug, route, date of administration and time of administration. This entry is part 3 of 4.
Relevant to Measure | CAP-4, CAP-5 |
MDE ID | ANTIBIOTIC_TABLE_CAP |
Assure Question Definition | The date (day, month and year) for which an antibiotic dose was administered. |
Answer Guidance | If the date an antibiotic is administered is unable to be determined from medical record documentation, enter "UTD".
Note:
Example:
A specific antibiotic is defined as having a single generic name and being administered via a single appropriate route (if trade names are used, a crosswalk is provided in Appendix C, Table 2.1). If the route of administration of an antibiotic changes during the hospital stay (arrival through 36 hours for PN and arrival through 48 hours postop [72 hours postop for CABG and Other Cardiac Surgery] for Hip/Knee) record the antibiotic name once for each route by which it was administered.
Do not abstract antibiotic administration information for a specific antibiotic from more than one data source. For EACH antibiotic, enter an Antibiotic Administration Route, Date and Time. If all information (antibiotic route, date and time) is not contained in a single data source for that specific antibiotic, utilise "UTD" for the missing information.
The date of administration must be documented on each side of every page used as a data source. If this is not the case, utilise "UTD" for the missing date.
Example:
Note: |
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Acceptable Documentation Source |
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Question Allowable Answers |
DD | Day (01 - 31) |
MM | Month (01 - 12) |
YYYY | Year (2000 - 1999) |
UTD | Unable to Determine | |
Terminology used to answer this question | Applicable terminology: | - |
Non-applicable terminology: | - |
Table - Antibiotics given: time of administration
Note - question 17 is the antibiotic table and guidance has been split into four sections - drug, route, date of administration and time of administration. This entry is part 4 of 4.
Relevant to Measure | CAP-4, CAP-5 |
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MDE ID | ANTIBIOTIC_TABLE_CAP |
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Assure Question Definition | The time (24 hour clock) for which an antibiotic dose was administered. |
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Answer Guidance | If the time an antibiotic is administered is unable to be determined from medical record documentation, enter UTD.
The use of "hang time" or "infusion time" is acceptable as antibiotic administration time when other documentation cannot be found.
Do not abstract antibiotic administration information for a specific antibiotic from more than one data source. For EACH antibiotic name, enter an Antibiotic Administration Route, Date, time. If all information (antibiotic route, date and time) is not contained in a single data source for that specific antibiotic, utilise "UTD" for the missing information.
Antibiotic administration information should be abstracted from a single source that demonstrates actual administration of the specific antibiotic.
The date of administration must be documented on each side of every page used as a data source. If this is not the case, utilise "UTD" for the missing date.
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Note: |
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Acceptable Documentation Source |
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Question Allowable Answers | HH | Hour (00 - 23) | ||||||||||
| MM | Minutes (00 - 59) | ||||||||||
| UTD | Unable to Determine | ||||||||||
24 hour clock – A 24-hour period from midnight to midnight using a 4-digit number of which the first two digits indicate the hour and the last two digits indicate the minute.
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Terminology used to answer this question | ||||||||||||
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Applicable terminology: | - | |||||||||||
| Non-applicable terminology: | - |
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Relevant to Measure | CAP-5 |
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MDE ID | APPROPRIATE_ANTIBIOTIC_REGIMEN_CAP |
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Assure Question Definition | Documentation within the medical record that the patient received the appropriate antibiotic regimen. Current local guidelines are used to determine if the appropriate antibiotic regime was received. |
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Answer Guidance | It is important that patients suffering pneumonia are given antibiotics which are approved and appropriate to current local guidelines. These are subject to change as a result of evolving clinical guidance and development of pathogenic resistance and newer antibiotics. |
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Acceptable Documentation Source |
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Question Allowable Answers | Yes: | There is documentation within the medical record that the patient refused antibiotics |
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| No: | There is no documentation within the medical record that the patient refused antibiotics |
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| Unanswered: | No answer has been provided for this question. |
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Terminology used to answer this question | Applicable terminology: | - |
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| Non-applicable terminology: | - |
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